Insights & Articles

Stay informed with our latest articles on FEMA, SEBI, Corporate Law, Fundraising, Startups, and Compliance matters from industry experts.

Compliance

9 articles found

SEBI Mandates New NISM Certification for Persons Associated with Research Services (PARS) Compliance

SEBI Mandates New NISM Certification for Persons Associated with Research Services (PARS)

On 23 July 2025, the Securities and Exchange Board of India issued a circular titled “FAQs related to Regulatory Provisions for Research Analysts”, introducing a significant compliance requirement for the …

Feb 18, 2026 Read More
From Individual to Non-Individual RA/IA: Structuring the Transition Smoothly Compliance

From Individual to Non-Individual RA/IA: Structuring the Transition Smoothly

Many Research Analysts and Investment Advisers begin as individuals. It is efficient, cost-effective, and quick to set up.

Feb 11, 2026 Read More
Segregation of Activities Within Group Structures: Getting It Right Without Disrupting Business Compliance

Segregation of Activities Within Group Structures: Getting It Right Without Disrupting Business

As Investment Advisers and Research Analysts scale their businesses, many naturally operate within group structures—with entities or individuals handling advisory, distribution, technology, marketing, or execution. SEBI does not prohibit such …

Feb 11, 2026 Read More