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Compliance

16 articles found

DPDP Act and Cybersecurity Compliance for Research Analysts, Investment Advisers & Portfolio Managers (2026 Guide)

DPDP Act and Cybersecurity Compliance for Research Analysts, Investment Advisers & Portfolio Managers (2026 Guide)

Cybersecurity and data privacy have become core regulatory priorities for SEBI-registered Research Analysts (RAs), Investment Advisers (IAs), and Portfolio Managers (PMS). This 2026 guide explains the compliance obligations and steps …

Client Data Protection for Research Analysts: A Complete Compliance Guide (2026)

Client Data Protection for Research Analysts: A Complete Compliance Guide (2026)

Client data is one of the most valuable assets handled by SEBI-registered Research Analysts. From KYC documents and financial information to investment preferences and communication records, safeguarding investor data is …

FEMA for Startups: What Founders Need to Know Before Receiving Foreign Funds (2026 India)

FEMA for Startups: What Founders Need to Know Before Receiving Foreign Funds (2026 India)

Most Indian founders encounter FEMA only after a penalty notice arrives or an RBI filing surfaces as a problem during Series B diligence. By then, a compliance gap that would …