KP RegTech

The Gold Standard in Research Analysts and Investment Advisers Compliances

Your Path to Regulatory Excellence Starts Here

OUR EXPERTISE

Registration and Licensing Services

Single-window solution for professionals and entities seeking entry into India's regulated financial ecosystem. Our advisory is grounded in current SEBI regulations, circulars, and interpretative guidance.

SEBI Registration for Research Analysts (RA), Investment Advisers (IA) and Portfolio Managers (PMS)
Company incorporation, trademark filings, and allied statutory registrations
Website development with SEBI-compliant regulatory disclosures
End-to-end compliance framework setup

Ongoing Compliance and Regulatory Support

Year-round compliance management for RA, IA and PMS, ensuring continuous regulatory alignment and robust compliance standards.

Annual compliance audits in line with SEBI requirements
Ongoing compliance monitoring and timely periodic filings
Compliance as a Service (CaaS) / end-to-end compliance management outsourcing
Advertisement Code compliance support, including review and advisory
Inspection readiness, compliance health checks, and gap analysis
Certification and regulatory documentation support
Regulatory advisory on SEBI Regulations, Circulars, and Guidelines

LATEST BLOGS

April 20, 2026

Is Your Website DPDP Compliant? 7 Legal Risks You're Ignoring (2026 Guide India)

Your website may already be collecting personal data - but is it doing so legally? From missing consent mechanisms to weak vendor controls, these seven DPDP compliance gaps are the …

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April 19, 2026

Annual Internal Audit for PMS: Are You SEBI Compliant in 2026?

For PMS firms, the annual internal audit is not a formality - it is a hard regulatory requirement with defined deadlines. From investment rationale documentation to NISM certifications and client …

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April 18, 2026

How to Write a Legal Notice in India: Step-by-Step 2026 Guide

Sending a legal notice is often the first step before formal legal action. A well-drafted notice can resolve disputes early and protect your position. This guide explains how to write, …

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Words From Our Community...

KP RegTech’s ongoing compliance support is proactive rather than reactive. Filings, disclosures, audits—everything is tracked well in advance. That’s rare.

Compliance Head – Boutique Advisory – Noida

What I appreciated most was honesty. They assessed eligibility upfront, highlighted gaps clearly, and guided me step-by-step instead of over-promising.

Independent Market Professional – Jaipur

KP RegTech functions like an in-house compliance team. From registration to ongoing compliance and audit readiness, everything is documented, traceable, and SEBI-aligned

Founder – Financial Advisory Firm – Bengaluru

What sets KP RegTech apart is their clarity. They don’t just tell you what SEBI requires, they explain why. My Research Analyst registration and post-registration compliance were handled with absolute precision.

Research Analyst – Delhi

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Need more details? Contact us

Whether you are planning to register, already registered, or preparing for inspection — we are here to help. Contact us by phone or email.

info@kpregtech.com