Who We Are

KP RegTech is a team of seasoned professionals dedicated exclusively to SEBI regulatory compliance. We bring clarity to complex regulations, structure to governance frameworks, and confidence to informed decision-making.

We combine deep domain expertise with practical execution to deliver precise, reliable, and customised solutions for Research Analysts, Investment Advisers, and other market intermediaries.

Our Guiding Principles

The foundation upon which we build lasting client relationships

Our Mission

To empower businesses to navigate regulatory complexity with absolute clarity, confidence, and control.

  • We partner with our clients as proactive advisors—anticipating risks, strengthening governance frameworks, and ensuring seamless compliance—so they can focus on what truly matters: building sustainable businesses, innovation, and value creation.
  • Our commitment is unwavering: to uphold the highest standards of integrity, transparency, and corporate governance while helping our clients in achieving their strategic objectives.

Our Vision

To be a trusted regulatory partner for our clients by setting benchmarks in compliance quality, governance standards, and regulatory discipline.

  • We envision a compliance ecosystem where our clients operate with clarity, transparency, and confidence—supported by structured processes, robust documentation, and informed regulatory decision-making.

What We Stand For

Core values that define our professional ethos and client approach

Integrity First

We operate with uncompromising ethical standards, maintaining transparency and honesty in all our client engagements.

Client-Centric Excellence

Your success is our priority. We tailor our services to meet your specific needs, providing personalized attention.

Innovative Solutions

We continuously evolve our methodologies to incorporate cutting-edge practices and regulatory changes.

Collaborative Partnership

We build lasting relationships based on mutual trust, working alongside you as an extension of your team.

Confidentiality Assurance

Your business information is protected with the highest security measures, ensuring complete confidentiality.

Results-Driven Approach

We focus on delivering measurable outcomes that contribute to your business growth and compliance objectives.

Our Professional Approach

Methodology that ensures precision and effectiveness

01

Understanding & Analysis

Comprehensive assessment of your business needs, regulatory requirements, and compliance objectives.

02

Strategic Planning

Development of customized compliance strategies aligned with your business goals and timelines.

03

Implementation & Execution

Precise execution of compliance plans with attention to detail and regulatory accuracy.

04

Monitoring & Support

Ongoing compliance monitoring, regular updates, and proactive support for regulatory changes.

Meet Our Expert Team

Experienced minds. Trusted professionals. Dedicated to your success.

CS Manish Agrawal
8+ Years Experience

CS Manish Agrawal

Senior Advisor– Corporate Compliance

Corporate law, SEBI Advisory and Secretarial compliance

Manish Agrawal is a qualified Company Secretary and law graduate with experience in corporate law, regulatory and secretarial compliance.

Adv. Shivam Ujjainwal
4+ Years Experience

Adv. Shivam Ujjainwal

Counsel – Litigation & Legal Advisory

Litigation, Legal drafting, and Regulatory advisory

Shivam Ujjainwal is a practicing advocate with experience in litigation, legal drafting, and corporate advisory matters.

Partner with Industry Leaders

Join hundreds of successful businesses who trust us for their compliance needs. Let's discuss how we can contribute to your success story.