KP RegTech

The Gold Standard in Research Analysts and Investment Advisers Compliances

Your Path to Regulatory Excellence Starts Here

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OUR EXPERTISE

Registration and Licensing Services

Single-window solution for professionals and entities seeking entry into India's regulated financial ecosystem. Our advisory is grounded in current SEBI regulations, circulars, and interpretative guidance.

SEBI Registration for Research Analysts (RA), Investment Advisers (IA) and Portfolio Managers (PMS)
Company incorporation, trademark filings, and allied statutory registrations
Website development with SEBI-compliant regulatory disclosures
End-to-end compliance framework setup

Ongoing Compliance and Regulatory Support

Year-round compliance management for RA, IA and PMS, ensuring continuous regulatory alignment and robust compliance standards.

Annual compliance audits in line with SEBI requirements
Ongoing compliance monitoring and timely periodic filings
Compliance as a Service (CaaS) / end-to-end compliance management outsourcing
Advertisement Code compliance support, including review and advisory
Inspection readiness, compliance health checks, and gap analysis
Certification and regulatory documentation support
Regulatory advisory on SEBI Regulations, Circulars, and Guidelines

February 18, 2026

SEBI Mandates New NISM Certification for Persons Associated with Research Services (PARS)

On 23 July 2025, the Securities and Exchange Board of India issued a circular titled "FAQs related to Regulatory Provisions for Research Analysts", i…

February 11, 2026

From Individual to Non-Individual RA/IA: Structuring the Transition Smoothly

Many Research Analysts and Investment Advisers begin as individuals. It is efficient, cost-effective, and quick to set up.

February 11, 2026

Segregation of Activities Within Group Structures: Getting It Right Without Disrupting Business

As Investment Advisers and Research Analysts scale their businesses, many naturally operate within group structures—with entities or individuals hand…

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Words From Our Community...

KP RegTech's ongoing compliance support is proactive rather than reactive. Filings, disclosures, audits—everything is tracked well in advance. That's rare.

Compliance Head – Boutique Advisory

Noida

What I appreciated most was honesty. They assessed eligibility upfront, highlighted gaps clearly, and guided me step-by-step instead of over-promising.

Independent Market Professional

Jaipur

Their understanding of SEBI regulations is exceptional. The compliance frameworks they designed for us are inspection-ready and extremely practical to implement.

Portfolio Manager

Gurugram

KP RegTech functions like an in-house compliance team. From registration to ongoing compliance and audit readiness, everything is documented, traceable, and SEBI-aligned

Founder – Financial Advisory Firm

Bengaluru

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Need more details? Contact us

Whether you are planning to register, already registered, or preparing for inspection — we are here to help. Contact us by phone or email.

info@kpregtech.com